Mr. Chairat Chantapakdee Mr. Chairat Chantapakdee conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted violating Section 16 of the
Mr. Adisak Daengkomain Mr. Adisak Daengkomain conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted violating Section 16 of the
Mrs. Praweena Sodawong Mrs. Praweena Sodawong conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted violating Section 16 of the
Mr. Warakom Homtuanlom Mr. Warakom Homtuanlom conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted violating Section 16 of the
Facebook account named "Japhoon", in violation of the Securities and Exchange Act B.E. 2535 (1992), Section 90 and subject to sanctions under Section 289, and the Derivatives Act B.E. 2546 (2003
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Untitled Field Name Description proj_id เลขที่โครงการ ({Type}{ID}_YYYY) policy_id รหัสนโยบายการลงทุน unique_sub_policy_id รหัสนโยบายการลงทุนย่อย (ก.ล.ต.) seq ลำดับที่ fee_type_desc ชื่อประเภทค่า
The Derivatives Act The Derivatives Act B.E. 2546 SECTION 31. The provisions of this Division shall apply to derivatives agent licensed under Section 16. The SEC may, if appropriate, promulgate the
The Derivatives Act The Derivatives Act B.E. 2546 SECTION 41. The provisions of this Division shall apply to any derivatives broker licensed under Section 16. The SEC may, if necessary, promulgate
Mr. Matthew Christensen Matthew Christensen operated derivatives business without obtaining license or registration from the SEC, in violation of the Derivatives Act B.E. 2546 (2003), Section 16 and