Earlier, the Civil Sanction Consideration Committee resolved to apply civil sanctions on Mr. Suphanan, an IFEC director and chief executive officer, and Mr. Thanawat Chansuwan, who was IFEC
Section 296/2 of the Securities and Exchange Act B.E. 2535 (1992), which was amended by the Securities and Exchange Act (No.5) B.E. 2559 (2016).The Civil Sanction Committee agreed with SEC to enforce
} assured his colleague that it was the client’s decision. Therefore, the transaction had been executed. However, when the authorization documents were brought to the client for signature, the client
297 of the SEA.The Civil Sanction Committee has decided to impose civil sanctions** on the three offenders through the imposition of civil penalty, compensation at an equal amount to the benefit
Sanction Committee has decided to impose civil sanctions** on the three offenders through the imposition of civil penalty, compensation at an equal amount to the benefit received or should have been received
Earlier, the Civil Sanction Committee (CSC) resolved to impose civil sanctions on Mr. Pakorn Mongkoltada* in the case of purchasing AQUA shares while being a person who knew or possessed inside
- a reimbursement of investigative expenses in an amount of 35,361.00 Baht 06/05/2568 agreed to comply with civil sanctions determined by the Civil Sanction
to comply with civil sanctions determined by the Civil Sanction Committee as follows : - a civil penalty in an amount of 500,000 Baht - a reimbursement of investigative expenses in an amount of
conjunction with Section 83 of the Penal Code. The Civil Sanction Committee has resolved to authorize the SEC to initiate civil sanction proceedings against the 13 offenders, requiring each to pay civil penalty
Earlier, the Civil Sanction Committee (CSC) resolved to impose civil sanctions on six offenders* in the case of manipulating the BM share price, requiring them to make the total payment of 8,001,949