analyze, the SEC imposes certain requirements on the issuers covering (1) investor rights protection and fair treatment for all shareholders, (2) qualifications, duties and responsibilities of directors
Re: Exemption from the Requirements to Submit Registration Statements for the Offer for Sale of Debt Securities
with the principles and the draft regulations. The SEC has therefore issued a notification specifying the amended regulations with the key points as follows: 1. Requirements regarding the check and
material information in line with the requirements under the Emergency Decree on Digital Asset Businesses B.E. 2561 (2018) (the Digital Asset Decree) and related regulations, Zipmex had to provide investor
Notification Requirements (section 109) OTC Securities Brokers (section 113) Conduct Regulation of Securities Broker-Dealers (section 113) Revocation of License (section 147) Service Outsourcing Guide for