. During 1Q21, the Bank has received additional requests for financial assistance but the number of requests so far has been small. For customers requiring financial assistance, the Bank has been assisting
UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Nor. 87/2558 Re: Rules, Conditions, and Procedures for Management of Retail Funds, Mutual Funds for Accredited Investors, Mutual Funds for Institutional Funds, and Private Funds ______________________ By virtue of Clause 6, Clause 8, and Clause 9 of the Notification...
those mentioned above, penetration testing shall be carried out at least once every six years. (b) carry out vulnerability assessments with all critical information systems at least once a year and upon
mentioned above, penetration testing shall be carried out at least once every six years. (b) carry out vulnerability assessments with all critical information systems at least once a year and upon any
indicate an attempt to avoid transactions being detected or reported, or the client requests the securities company not to report certain transactions. Clause 21. Securities company shall establish a proper
concerning reporting of suspicious transactions, which would indicate an attempt to avoid transactions being detected or reported, or the client requests the securities company not to report certain
inquiries on internal policies and procedures concerning reporting of suspicious transactions, which would indicate an attempt to avoid transactions being detected or reported, or the client requests the
requests for the postponement of the consideration and where the arbitrator deems it appropriate to postpone the consideration, such postponement shall not exceed two times. The arbitrator may charge the
) - 9 - reasons in writing before the commencement of the consideration, the arbitrator, if deems it appropriate, may consider the case on one-sided basis. In cases where the respondent requests for the