of interest prevention, internal control and risk management. The consultation papers on the regulation on REIT unit issuance and offering and seven associated rules are available on the SEC website
suitability test before letting clients make an investment, as specified by the SEC regulation. ?Our mission is to protect investors as well as facilitate fundraising for business sectors and develop financial
: 1. Objective of the Notifications To specify regulations supporting cross-border offerings of covered funds under HK-TH-MRF in Thailand (Inbound) and offering of Thai covered funds in Hong Kong
Thailand (Inbound) and offering of Thai covered funds in Hong Kong (Outbound). 2. Summary of material points in the Notifications (Enclosure 4) The Notifications specify that the regulations governing the
;inbound”) และการนำกองทุนรวมไทยไปเสนอขายในฮ่องกง (“outbound”) 2. สรุปสาระสำคัญของประกาศ (สิ่งที่ส่งมาด้วย 4) หลักเกณฑ์สำหรับโครงการ HK-TH MRF กำหนดให้ใช้หลัก
currency ” means any securities or derivatives which require payment in foreign currency, as follows: (1) inbound products ; (2) outbound products ; “ inbound product ” means a capital market product
any securities or derivatives which require payment in foreign currency, as follows: (1) inbound products; (2) outbound products; “inbound product” means a capital market product denominated in foreign
denominated in foreign currency ” means any securities or derivatives which require payment in foreign currency, as follows: (1) inbound product ; (2) outbound product ; “ inbound product ” means a capital
denominated in foreign currency” means any securities or derivatives which require payment in foreign currency, as follows: (1) inbound product; (2) outbound product; “inbound product” means a capital market