Forms for Financial Statements of Securities Companies

and the setting of financial goals according to the SMART principles (Specific, Measurable, Achievable, Realistic, and Time-bound). The event took place on 19 June 2024, at Chiang Mai University.

Maintenance of Capital of Mutual Fund Management Companies, Private Fund Management Companies, Securities Brokers and Dealers, and Underwriters Limited to Investment Units and Derivatives Fund

Custody of Assets of Clients by Securities Companies

Special Holiday for Securities Companies and Derivatives Business Operators

Custody of Assets of Clients by Securities Companies (No. 3)

Custody of Clients’ Assets by Securities Companies (No. 4)

Rules and Periods for Report Submission of Securities Companies

Custody of Clients’ Assets by Securities Companies (Codified)

ตั้งเป้าหมาย SMART (Specific, Measurable, Achievable, Realistic และ Time-bound) และหลัก 3 รู้ "รู้เรา รู้เขา รู้ระวัง” โดยมีนายเศรษฐพงษ์ ลีเลิศพงษ์ และนางสาวศุภลักษณ์ เอกกิตติวงษ์ เจ้าหน้าที่บริหารอาวุโส