Forms for Financial Statements of Securities Companies

Maintenance of Capital of Mutual Fund Management Companies, Private Fund Management Companies, Securities Brokers and Dealers, and Underwriters Limited to Investment Units and Derivatives Fund

? award for the small-sized booth.  ?Exhibition booth is one of the key channels allowing the SEC to be reachable by investors and general public as it opened a venue for exchanging views and knowledge as

Custody of Assets of Clients by Securities Companies

Special Holiday for Securities Companies and Derivatives Business Operators

Custody of Assets of Clients by Securities Companies (No. 3)

Custody of Clients’ Assets by Securities Companies (No. 4)

Rules and Periods for Report Submission of Securities Companies

Custody of Clients’ Assets by Securities Companies (Codified)

Detailed Rules on Maintenance of Capital of Mutual Fund Management Companies, Private Fund Management Companies, Securities Brokers and Dealers and Underwriters limited to Investment Units and