https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7038 SEC adds “ digital asset investment advisor” and “ digital asset fund manager” as new regulated businesses and amends regulations on supervision
https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7038 SEC adds “ digital asset investment advisor” and “ digital asset fund manager” as new regulated businesses and amends regulations on supervision
fund manager” as new regulated businesses and amends regulations on supervision of digital asset business operators to strengthen According to the Ministerial Regulation Re: Granting of Approval for
advisor” and “ digital asset fund manager” as new regulated businesses and amends regulations on supervision of digital asset business operators to strengthen According to the Ministerial Regulation Re
process. As to whether any persons are offenders shall be subject to the investigation of the inquiry official, the prosecution of the public prosecutor, and the adjudication of the court of justice
fundraising process; (5) Cyber Resilience: To elevate the standard of cybersecurity of business operators towards cyber resilience; (6) Data Protection: To support stakeholders in the capital market in
joint effort would help to increase enforcement efficiency and prevent the use of business operators under the SEC supervision as a channel for money laundering or facilitating terrorism. This by
regulations. The major changes that will be introduced by the SEC’s proposal include: (1) To revise the qualifications and licensing process for the securities companies that wish to apply for investment
between the SECC and SEC Thailand to work on the process of implementing the cross-border equity offering and the issuance of DR and will also cover the issuing guidelines to provide guidance for issuers
the execution of electronic transactions which would be deemed as fully legitimate as normal transactions, for example, transactions related to businesses under the SEC supervision, subscription