transaction just in case of obtaining an approval from mutual fund supervisor in written before executed each transaction. Clause 17. Affiliated transaction for private fund as following shall have a consent in
Trading plans without being regarded as carrying out the securities business of private fund management or derivatives fund management, respectively. These rules have been in effect from 16 May 2019
markets, business sector and people. Throughout this year, there will be the regulatory revisions to lessen burden of the private sector. These include reduction of procedures and implementation
Temporary Exemption of Credit Rating Criteria for Approval of Offer for Sale of Baht Bonds or Foreign Currency-Bonds in Thailand in Private Placement of Foreign Entity, dated 26 December 2023.
reference. Notification of the Office of the Securities and Exchange Commission No. Sor Shor. 30/2558 Re: Approval of Foreign Auditors Whereas Section 61, Section 89 and Section 199 of the Securities and
marketing representative of private fund , a private fund management company shall appoint a person who has obtained an approval from the SEC Office in accordance with the Notification of the Capital Market
person to be a marketing representative of private fund, the private fund management company shall appoint a juristic person having obtained an approval from the SEC Office pursuant to the Notification of
marketing representative of private fund, a private fund management company shall appoint a person who has obtained an approval from the SEC Office in accordance with the Notification of the Capital Market