up the quality of financial reports and information disclosure of listed companies. Tipsuda Thavaramara, SEC Deputy Secretary-General, said that ?At present, freer flow of capital and cross-border
Deputy Secretary-General said, ?At present, Thailand audit oversight has been developed and recognized at international level. The SEC has placed high emphasis on uplifting quality of audit work and
present), the suspension imposed by the SEC shall remain for two months and eighteen days, effective from April 25, 2013.
an academic study on the incident to present the paper and discuss with the SEC staff, said SEC Secretary-General Vorapol Socatiyanurak. ?Investor protection has always been the SEC?s top priority. To
returns of investments. For example, when past performance is disclosed for advertising purposes, business operators must not selectively present only periods with favorable returns. Disclosure of past
At present, transnational financial crimes have become increasingly complex, particularly money laundering offenses. This is compounded by the expansion of business operations across multiple
of return swap (TRORS) 3. บริษัทจัดการต้องไม่ใช้สัญญาเครดิตอนุพันธ์เพื่อเลี่ยงเกณฑ์การกระจายตัวการลงทุนของกองทุน เช่น กรณีที่กองทุนลงทุนเต็ม junk limit แล้ว ผู้จัดการกองทุนเข้าทำสัญญาเครดิตอนุพันธ์
mortgage together with the building in the present and/or expectation of the building in the future amount 53 unit 4) Objective For working capital in the operating of company 5) Total Value and Valuation
the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law on the securities and exchange; Be it, therefore, enacted by His
งมากเกินไป (counterparty limit) - การกนัทรัพยสิ์นสภาพคล่องใหเ้พียงพอเพื่อใหม้ัน่ใจวา่ กองทุนจะสามารถส่งมอบ ทรัพยสิ์นหรือช าระค่าสินคา้ไดต้ามขอ้ก าหนดในสัญญา (cover rule) - การค านวณอตัราส่วนการลงทุนส าห