in any particular case. If an offender fails to pay a civil penalty, in full or in part despite already agreed upon, or refuses to comply with a civil sanction, the SEC may seek the Civil Court's
region.?? ------------------Notes: 1. The ASEAN Capital Markets Forum (ACMF) is a high-level grouping of ASEAN securities regulators established under the auspices of the ASEAN Finance Ministers in 2004.2
สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ร่วมออกบูธในงานมหกรรมการเงินเพื่อครูไทยฯ “Unlock a better life” สร้างโอกาสใหม่ เพื่อชีวิตครูไทยที่ดีกว่า โดยมีนางสาวรื่นวดี สุวรรณมงคล
BBL ASSET MANAGEMENT COMPANY LIMITED|Brown Field Infrastructure Fund | Offering Date : 22/07/2019 - 05/08/2019
. The briefing focused on enhanced collaboration between the SEC and the Stock Exchange of Thailand (SET) in areas such as capital market regulation, digital transformation for a sustainable digital
The Securities and Exchange Commission (SEC), led by Mr. Anek Yooyuen, Deputy Secretary-General and SEC Spokesperson, provided information to the press at the monthly media briefing in October 2024
information with the press at the monthly media briefing in December 2024. The briefing highlighted the SEC’s Strategic Plan for 2025-2027, focusing on four key objectives: (1) Building trust & confidence in
The Securities and Exchange Commission (SEC), in collaboration with the Stock Exchange of Thailand (SET), provided information to the press at the monthly media briefing in September 2024. Mr. Anek
ordered him to pay a minimum fine of 500,000 baht.The SEC appreciated the assistance of The Securities Commission Malaysia in compilation of facts and evidence, which contributed to the successful handling
auditors in the capital market, and to grant a fee exemption for resubmission of the application for approval of auditor in the capital market for the applicants who affiliated with audit firms outside