Covered Fund for the SEC’s consideration under a normal track. An application for establishment of fund via ‘auto approval’ track is not permitted. 5 2.2 Offering for sale and investment restrictions of a
newly established company other than companies under (4) for the purpose of applying for derivatives business license type Sor-1 . (10)3 a person who had been permitted to undertake derivatives business
the purpose of applying for derivatives business license type Sor-1. (10)3 a person who had been permitted to undertake derivatives business in the category of derivatives brokerage under the
วัตถุประสงค์เพื่อเป็น indicator กำรใช้ข้อมูลภำยในของผู้มีหน้ำที่ รำยงำนในขณะที่มำตรำ 246 มีวัตถุประสงค์เพื่อต้องกำรทรำบควำมเคลื่อนไหวของบุคคลที่อำจมี control ใน บจ. ดังนั้น กำรได้หลักทรัพย์ตำมธุรกรรม SBL ของผู้
An intermediary shall not do any operation constituting conflict of interest as prescribed in Clause 16 unless it is permitted as prescribed in Division 4 of this Chapter. Clause 20 An intermediary
at least the following conditions: (a) raising capital of the REIT is permitted only when it is not contradictory or inconsistent with the intention to establish the REIT and the provisions under the
paid-up in one lump sum in cash. However, the Company has the right to issue preferred shares, debentures, convertible debentures, and any other securities, as permitted by the laws. The Company may
shall be fully paid-up in one lump sum in cash. However, the Company has the right to issue preferred shares, debentures, convertible debentures, and any other securities, as permitted by the laws. The
allocation and the number of new ordinary shares to be allocated to each of them, including all other terms and conditions to the extent as permitted by the Notification of the Capital Market Supervisory Board