trading orders only when obtaining orders from the clients. Even with the client's permission; they cannot make decisions on behalf of the client. In this regard, {A} and {B}'s actions were in violation of
/education/professional/training/public-training-provider 2. ดำรงสถานภาพ * เป็นผู้จัดการกองทุน (FM) / ผู้จัดการในสัญญาซื้อขายล่วงหน้า (DF) * เป็นผู้จัดการ (MD) ของบริษัทหลักทรัพย์ หรือผู้รับผิดชอบสูงสุดในสาย
the Capital Market Supervisory Board No. TorChor. 72/2558 (2015) Re: Permission for Listed Companies to Offer Newly Issued Shares to Specific Persons (“Notification of Capital Market Supervisory Board
/watch?v=7XwhgqivWxk https://market.sec.or.th/Documents/ca/Documents/E-Submission-Training-P2.pdf https://www.youtube.com/watch?v=7XwhgqivWxk https://market.sec.or.th/Documents/ca/Documents/E-Submission
, training, and cooperation. Mr. Livio Sarandrea, a business and human rights consultant from the United Nations Development Program (UNDP), Asia-Pacific region, was the host.SEC Secretary-General thanked
medium-sized enterprises (SMEs) in business and industrial sectors to access the Thai capital market and adapt to digital transformation, and will join the group efforts in organizing training to
potentials and appropriate qualifications, to become ready for corporate leadership roles, through IOD’s training program for corporate directors, the Director Certification Program (DCP). The project is also
of the Provinces? project, ?SMEs Bond? project participants can join training courses on market knowledge and fundraising vehicles to get better equipped with bond issuance, and apply for credit rating
investors.However, SEC intends to amend the regulations to give permission for asset management companies with a custodian services to protect investors’ asset and stringent supervision on asset separation to keep
. Asset management companies also appoint custodians approved by SEC to safely keep the assets of investors.However, SEC intends to amend the regulations to give permission for asset management companies