Rules, ConditioRules, Conditions and Procedures for Appointment of Agents for Selling Investment ns and Procedures for Appointment of Representatives for Sale or Acceptance of Redemption of Investment Units and Marketing Representatives of Private Funds

Determining Additionally Referred Underlying of a Derivatives in Type of Goods and Variables

Rules, Conditions and Procedure for Borrowing Money and Encumbering the Asset of Infrastructure Mutual Fund

Determination of Other Financial Institutions Eligible to Apply for Securities Business Licenses Pursuant to the Ministerial Regulation Concerning Granting of Approval for Undertaking Securities Business B.E. 2551 (2008) (No. 2)

Approval for Undertaking Derivatives Business in the Category of Derivatives Brokerage Limited to Precious Metals Derivatives

Determination of Definitions in Notifications concerning Issuance and Offer for Sale of Securities (No. 3)

Rules, Conditions and Procedures for Operational Control in Underwriting of Securities (No. 2)

Exclusion of Credit Rating Agency Business from Securities Business in the Category of Securities Investment Advisory

Rules, Conditions and Procedures for Controlling Operation of Securities Underwriting (No. 3)

Providing Compliance Unit of an Intermediary