SEC Office as prescribed by the Notification of the Securities and Exchange Commission Board, due to her failure to order or act in accordance with duties required to be performed. SEC Act S.300 in

profit from underwriting decreased by 11.83 million Baht due to significant fact that earned premium and commission and brokerage income from reinsurers dropped by 4.3 million Baht. The ratio of net claim

any way. The SEC has considered that Pongsak’s misconduct of performing duties irresponsibly without professional due care is in violation of Clause 23(2) and he is deemed to have the prohibited

rules across all types of personnel and compile existing rules into a single notification for ease-of-use. The compilation of rules into single notification elaborates all related guidelines of capital

to perform duties responsibly with professional due care in violation of the Notification of the Capital Market Supervisory Board.* The SEC has therefore imposed the administrative sanction whereby her

and accurate information in materiality for the client?s investment decision was considered failure to perform duties with responsibility and due care as the capital market professional which was in

materiality for the client's investment decision was considered failure to perform duties with responsibility and due care as the capital market professional which was in violation of the Notifications of

At Hor-For 0126/2550 November 7th, 2017 At Hor-For 0133/2560 Subject Notification of the performance of 3rd quarter ended September 30, 2017 Attn Directors and Manager, The Stock Exchange of Thailand

Baht 118.02 million, an increase of Baht 27.73 million or 30.71%, due to the following significant factors : Underwriting profit dropped from Baht 11.66 million in 2016 to Baht 3.23 million in 2017 as

6 months). In addition, due to the volume of this transaction having value less than 15%, said project as described above is neither subject to comply with Notification Re: Acquisition or Disposition