gathering related documents and evidence for auditor. Considering that financial statements provide investors and shareholders with vital information for making investment decision and monitoring listed

well as post-sales processes, by requiring intermediaries to improve effectiveness of internal communication with their salespersons and laying down effective monitoring system to ensure service quality

guideline for selecting a suitable asset management companies and monitoring fund performance;  5) To provide a fact sheet for fund members to choose an investment plan; and  6) To provide information on

alignment with the UN Sustainable Development Goals (SDGs). During the meeting, the SEC’s key action plans were discussed, which included the introduction of innovative financial tools to promote

Bond Markets.” She presented the development of sustainability-themed bonds and a national taxonomy that emphasized the alignment with the international standard. She also emphasized the importance

drafted relevant regulations, with the key points as follows:   (1) To revise the refresher criteria for IA to include a minimum number of training hours required for the course, in alignment with the roles

management companies. Additionally, the amendments would include revision to the submission period in alignment with that of mutual fund management companies.The SEC is therefore conducting this public

sandbox is one of the policies in alignment with the 3rd Capital Market Development Plan (2017-2021), featuring Distributed Ledger Technology (DLT) initiated by the SEC. It is expected to enhance

towards capital market development and updating various progresses in both regions. Topics on discussion include “Regulatory Alignment & Deference,” “The Use of Technology in Financial Services

ขึ้นในแต่ละภูมิภาค ในหัวข้อ Regulatory Alignment & Deference (การลดความไม่สอดคล้องกันของแนวทางการกำกับดูแลและการออกกฎเกณฑ์ต่าง ๆ) และ Use of technology in financial services (การใช้เทคโนโลยีในการให้