Securities and Exchange Commission concerning the Principles for Undertaking Securities and Derivatives Businesses . Division 3 Substance of provisions _____________________________ Clause 4 The requirements
consideration that the true intention or the substance of the offer for sale of the debt securities constitutes an avoidance of the provisions of the Securities and Exchange Act or this Notification; (2) the
Notification, but there is a certain fact indicating that the purpose or the substance of such offering is to avoid any provision of the law on Securities and Exchange1 or this Notification; (2) the offer for
under this Chapter; (2) In cases where type of administrative sanction applicable to the alleged person is not the authority of the SEC Office, the SEC office shall propose the matter to the
dated 6 September 2013, and other relevant rules. The SEC Office hereby recommends the name of the contact officer in this matter: Ms Lalida Chuayrak, Tel: 0-2263-6255. Please kindly be informed and
matter for which the members provide services; (d) members shall not disclose any client’s information which becomes known to them through the course of business operation and normally should be kept
shareholders present at the meeting and having voting rights, excluding the votes of shareholders having an interest in the matter. In this regard, the company appoints Jay Capital Advisory Limited to be