important information and business secrets of the company without approval. He later resigned from the company.  SEC has considered that Pusit failed to perform duties with loyalty* and therefore suspended

2023.  Essentially, the regulations as amended by the Capital Market Supervisory Board are as follows:   (1)  Clarifying the characteristics of an investment company, referring to a company that engages

. Earlier, he had arranged for ZMICO to invest in shares of a listed company at the price not exceeding 20 baht per share which was very much higher than the market price at that time. He subsequently

company, to be listed in the Market for Alternative Investment (mai) by increasing registered capital from Baht 180,000,000 to 240,000,000 Baht by issuance of Ordinary Shares to Initial Public Offering (IPO

leading the public to believe that the said company is: (1) a social enterprise thus allowed to make a public offering without the requirement to obtain approval or file a registration statement with SEC

- Notification of the Capital Market Supervisory Board No. Tor Jor. 1/2563 Re: Exemption for Share Offering of Social Enterprise Being a Limited Company in General Case or to the General Public:  http

The Capital Market Supervisory Board (CMSB)’s meeting, chaired by SEC Secretary-General Ruenvadee Suwanmongkol, passed a resolution yesterday to facilitate listed companies and securities issuers

damage to Bliss-Tel Public Company Limited (BLISS). The SEC found that Penkae and Tan, then holding position as BLISS investment board members having power to make securities investment decision and

The Capital Market Supervisory Board has approved the proposed amendments to the regulations for offering for sale of newly issued securities by Rehabilitation Listed Company to provide an

characteristics of personnel in the capital market business as well as major shareholder of securities company and derivatives business operator.   SEC places a crucial importance on operating business and