maintain compliance with the approval conditions at all times. In the event that its proposed rules would affect the business operations or the interest of members, investors or stakeholders, the

the issuer.  Nonetheless, the issuer must maintain its qualifications and compliance with approval conditions as well as disclosure requirements all through the program; unless otherwise, the approval

transfer of proceeds from PVD to Retirement Mutual Fund (RMF) in preparation for the amendment to law on provident fund. The proposal aims to provide PVD members unable or not intending to maintain their

number of salespersons sufficient for providing services to investors, the new rule will pave the way for experienced staff to seek sales licenses provided that they meet certain conditions to maintain the

and financial reports of initial public offering (IPO) and public offering (PO) companies.The proposed rules would require that the CFOs and accountants of the IPO and PO companies maintain thorough

Mobility Framework      หลักการและเหตุผล การจัดทำหลักเกณฑ์ในการให้บุคลากรจากต่างประเทศเข้ามาวิเคราะห์ / ให้คำแนะนำการลงทุน เพื่อรองรับแนวคิดเรื่อง Professional Mobility ภายในกลุ่มประเทศ ASEAN โดยมี

criteria for enhancing sustainable fundraising. The SEC’s policy framework aims at driving the Thai capital market towards sustainability in line with the national direction and global standards, such as

) development of the Financial Competency Framework for Educational Purpose to be adopted as a guideline for appropriate teaching and learning management at each education level, (2) identification of a set of

guidelines at both the strategic and implementation levels, having developed an AI Strategy, AI Ethics, and an AI Operation Framework to ensure responsible AI adoption within the organization. The SEC has

The Memorandum of Understanding provides a framework for cooperation between the two authorities with respect to promoting innovation in financial services. The CSSF and the SEC Thailand intend to