of credit risk to comply with international standards. Besides, pre-approval requirement for investment in SN will be removed.In addition, the funds investing in complex derivatives and SN will be
information by requiring lead underwriters in the initial public offerings (IPOs) to issue 4 consecutive quarterly research papers for IPO shares. The requirement will help solve the problem of lacking research
instruments. The factsheet requirement should increase issuers? awareness of their disclosure responsibility. It is one of many measures for supporting launch of complex products and development of financial
which is in the same financial conglomerate, and provided that such supervisor is not a securities company or a derivatives broker which has been granted an exemption from the requirement of independent
exemption from the requirement of independent director; (2) Being able to demonstrate that the supervisor has effective system for supervision and monitoring of the securities company at the management level
prominent place at the office of such securities company, published in at least one local daily newspaper, and one copy shall be submitted to the SEC Office. This case is expired. SEC Act S.106
period for our operations due to the COVID-19 pandemic. We temporarily closed non-food stores in accordance with the government requirement, while our food businesses still operated with reduced operating
conducting this public hearing on the proposed amendments to the relevant regulations, with the essences summarized as follows: (1) Prohibiting local securities companies from accepting orders of purchase
conducting this public hearing on the proposed amendments to the relevant regulations, with the essences summarized as follows: (1) Prohibiting local securities companies from accepting orders of