to promote local fund mobilization by foreign companies. Concurrently, a proposal to streamline the rules on reporting of securities holding in Thai companies is under consideration to reduce burdens
to promote local fund mobilization by foreign companies. Concurrently, a proposal to streamline the rules on reporting of securities holding in Thai companies is under consideration to reduce burdens
promote and regulate derivatives businesses in Thailand. The collaboration also assures stakeholder confidence in both local and international levels and thus sends positive sentiment to Thai derivatives
to complete the rectification and review process. After considering the request, the SEC determined that CHARAN is in a position to complete the rectification within the prescribed deadline
Bangkok, January 14, 2015 ? The SEC imposed a one month and ten days suspension on Bantherngsak Phuemphokha, a securities investment consultant of Krungthai Bank PLC., for failure to inform complete
orders from another client's child, not being the account owner's appointee; as well as failed to keep complete records of her clients' orders. She admitted that she had always taken orders from such
Bangkok, January 14, 2015 - The SEC imposed a one month and ten days suspension on {A}, a securities investment consultant of Krungthai Bank PLC., for failure to inform complete and adequate
issued ordinary shares on the SET. and 4) Undertaking any acts necessary and relevant to complete the allocation of the newly issued ordinary shares. 3 6. To propose to the Extraordinary Meeting of
issued ordinary shares on the SET. and 4) Undertaking any acts necessary and relevant to complete the allocation of the newly issued ordinary shares. 3 6. To propose to the Extraordinary Meeting of
ทรัพย์และตลาดหลักทรัพย์ เลขที ่333/3 ถนนวิภาวดีรังสิต แขวงจอมพล เขตจตุจักร กรุงเทพฯ 10900 โทรศัพท์ 1207 หรือ 0 2033 9999 โทรสาร: 0 2033 9660 e-mail : info@sec.or.th file:///C:/Users/juthaporn/AppData/Local