of this facilitator rules, the SEC is also proposing that the Capital Market Product Trading Services with Limited Discretion According to Clients? Pre-determined Investment Scope rules be repealed and

money to Pimnara, who will use the money to trade securities and share the capital gains with the investors.   The SEC hereby notifies that investglobalmanagement.com, iqoption.com and the aforementioned

In recent times, investment management companies are significant and connected to country’s economic system and have been growing continuously. By the end of June 2018, the net asset value

business personnel under the provisions of the Notification of the Capital Market Supervisory Board*. The SEC therefore revoked the approval of Phisit as an investment consultant for complex products Type

Analyzing Investment and Giving Investment Advice dated January 18, 2012 and Clause 23(2) of the Notification of Capital Market Supervisory Board No. TorLorThor. 8/2557 re: Regulations for Personnel of

Bangkok, 22 September 2016 ? The SEC is seeking public comments on the Investment Governance Code (I Code), which contains guidances for institutional investors to manage investment policies and

Bangkok, July 20, 2016 ? The SEC is seeking public comments on the proposed rules governing provision of investment services to promote intermediaries? competitiveness in the securities brokerage and

Bangkok, May 23, 2012 ? As seen in the news stating that the Brooker Group PLC ("BROOK") will seek shareholders? approval for acquiring ordinary shares of McMillen Advantage Capital Limited ("MAC

particular professions, especially those with frequent job change, (iv) mutual funds for post-retirement, e.g., annuity like mutual funds which will help maintain long-term investment in the capital market

made only to institutional investor and high net worth investor with specified investment experience, financial status or income, (2) CIS operator must be subject to supervision of ASEAN capital market