client and {A} indicated that the client may have entrusted {A} to make decisions on securities and derivatives trading for the client whose trading orders were unclear, and that {A} had made trading
trading decision and informed the client afterward. Examination on records of investment advice, trade order instructions and confirmations indicated that the client's instruction was unclear as certain
Following a referral from the Stock Exchange of Thailand (SET) in March 2023 and the SEC’s further investigation, the findings and evidence indicated that during 5 August – 9 November 2022, these
of Baht 63 million in terms of loss compared to Q3/2018, which had a net loss of Baht 1 million. In line with contractual obligation, we were obliged to deliver the major projects within the first nine
Baht 152 million; an increase of Baht 115 million in terms of loss compared to 2018, which had a net loss of Baht 37 million. In line with contractual obligation, the company was obliged to deliver the
perform and was the failure to deliver services http://market.sec.or.th/public/idisc/en/Enforce Civil Action Dated 25/08/2022 assets and derivatives contracts related to digital assets trading between 25/08
/2022 ;s orders requesting him to deliver information about Zipmex's business and operations such as electronic wallets for keeping and maintaining assets of its clients and details and explanations of
with an Inquiry Official Dated 07/09/2022 ;s orders requesting him to deliver information about Zipmex's business and operations such as electronic wallets for keeping and maintaining assets of its
://publish.sec.or.th/nrs/4317pe.doc Readers should be aware that only the original Thai text has legal force and that this English trans office or a full-service branch office for approval; (3) accept or deliver money