sustainability management, including human rights due diligence (HRDD) practices. The event also highlighted trends in advancing sustainability disclosure regulations and included insights from representatives of
of newly issued ordinary shares to VAVA under the private placement scheme, the offering period and the offering price including the conditions and other relevant details as deemed appropriate to
their study visit. This visit featured a knowledge-sharing session on the SEC’s role in capital market regulation, including asset offering and supervision of equity, bonds, and digital assets. The
meeting aimed to communicate the expectations, revised regulatory framework, and the operational guidelines for the compliance unit of ICO portals. Approximately 30 participants attended, including senior
, AIB Chair, on the occasion of their visit to discuss policies to promote foreign banks' roles in capital markets including the development of services for investors, at the SEC Office on 7 November 2023
Thai Financial Planners Association (TFPA). Mr. Wasin Wattanaworakijkul, President of TFPA, delivered opening remarks, welcoming over 200 participants, including Certified Financial Planners (CPF
including appropriate and sufficient personnel to be able to operate the securities brokerage business efficiently. The public prosecutor issued a prosecution order; however, attempt to arrest the juristic
Broadgate Mutual Fund Brokerage Securities (Thailand) Company Limited Broadgate Mutual Fund Brokerage Securities (Thailand) Company Limited failed to provide the work system including appropriate and
the Notification of the Capital Market Supervisory Board No. Tor Chor. 21/2551 (2008) Re: Rules on Connected Transactions dated 31 August 2008 (including the amendments thereof) and the Notification of
the Company according to the Notification of the Capital Market Supervisory Board No. Tor Chor. 21/2551 (2008) Re: Rules on Connected Transactions dated 31 August 2008 (including the amendments thereof