) a person who had been licensed to undertake the derivatives business in the category of Futures broker under the Agricultural Futures Trading Act B.E. 2542 (1991) as of the date when the Cabinet
)1 a person who had been licensed to undertake the derivatives business in the category of Futures broker under the Agricultural Futures Trading Act B.E. 2542 (1991) as of the date when the Cabinet
the Trustee to manage the Real Estate Investment Trust [REIT] as specified in trust instrument shall be a person approved by the Office of the Securities and Exchange Commission. For the purpose of
in foreign jurisdiction; 2 “executive” means a manager or the next four executives succeeding the manager, a person holding equivalent position to the fourth executive, including a person holding the
Notification shall come into force as from 16 June 2021. Clause 2 In this Notification: “collective investment schemes” means foreign collective investment schemes authorised and supervised by the home regulator
intermediary shall comply with the provision as prescribed in Chapter 1; (2) in case of oversea representative office, the intermediary shall comply with the provision as prescribed in Chapter 2. The
rules: (1) in case of domestic or oversea branch office, the intermediary shall comply with the provision as prescribed in Chapter 1; (2) in case of oversea representative office, the intermediary shall