person who has a relationship with a director, an executive, a major shareholder or a controlling person of a securities underwriter in the following manners: (a) a spouse or a minor child of such person
relationship with a director, an executive, a major shareholder or a controlling person of a securities underwriter in the following manners: (a) a spouse or a minor child of such person; (b) an individual or a
Commission hereby issues the following regulations: Clause 1 Notification of the Securities and Exchange Commission No. KorKhor. 16/2551 Re: Approval for Undertaking of Derivatives Business in the Category of
Investment Trust. Clause 18 The essential covenants in part of property valuation shall contain at least the following matters: (1) the appraiser has to be a person approved by the SEC Office in accordance
Notification shall come into force as from 1 December 2012. Clause 2 In this Notification: “REIT Manager” means a person specified in a trust instrument as the manager of REIT with the authority and duty to
/2560 Re: Offer for Sale of Debt Securities of Thai Government Agencies (No. 3), dated 6 March 2017. Clause 3 In this Notification: “debt securities” means the following debt securities that are newly
In this Notification: The terms “credit rating”, “bill”, “short-term bill”, “registration statement”, “listed company”, “parent company”, “subsidiary”, “executive”, “controlling person”, “high net
; (12) in the case where the foreign entity is a foreign juristic person, there shall be no reasonable ground to suspect that the directors, executives and major shareholders have the following
is related or has a relationship with other businesses in any of the following manners: (a) most of the directors and executives of such juristic person are the same group of people who are the