Office of the Securities and Exchange Commission Sor Thor. 14/2558 Rules in Detail on the Protection and Management of Conflicts of Interest (Synopsis) 07/04/2015 01/10/2015 Notification of the Office
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. Notification of the Office of the Securities and Exchange Commission Guidelines for Application and Approval for Appointment of Person to be Director or Manager of Securities Company B.E. 2553 (2010) 01/02
the Securities and Exchange Commission No. KorThor. 6/2547 Re: Additional Determination of Type of Juristic Person Classified as Institutional Investor dated 23 January 2004 shall be repealed. Clause 2
and Exchange Act B.E. 2535 (1992); Clause 11 This Notification is inapplicable to an appointment of person to be an investment consultant, investment planner or investment analyst in any of the
prescribes that trust managers must be approved by the Office of the Securities and Exchange Commission and in order to determine the consideration period to be in line with Section 5 of the Securities and