Commission concerning determination of fees for filing, registration and other applications. In case where any person who has been granted with an approval fails to proceed in accordance with (1) (2) and (3
Business B.E. 2551 (2008) 14 16/07/2008 01/08/2008 10. Notification of the Securities and Exchange Commission KorKhor 6/2551 Determination of Paid-Up Registered Capital of Person Applying for Securities
; (2) a person identified by a management company as a connected person in accordance with the nature of conflicts of interest which the management company is required to specify under Clause 18 (1) of
connected person of a private fund management company shall be in accordance with the specific rules prescribed under Clause13; (3) the determination of the investment policy of a private fund investing in
Effective Date 1. Notification of the Securities and Exchange Commission  Kor Thor. 18/2563 Determination of Types of Financial Services of Person Approved to Participate in Regulatory Sandbox to
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complaint throughout the period of legal proceedings in accordance with the Notification of the Securities and Exchange Commission No. Kor Jor. 3/2560 Re: Determination of Untrustworthy Characteristics of
actions as follows: 1. Determination, amendment and addition of details in relation to the Transaction on the Investment in the Ordinary Shares of KPN Academy under the rules of the relevant laws; 4 2
) 02/12/2015 16/12/2015 2. Notification of the Securities and Exchange Commission KorThor 15/2551 Determination of Paid-Up Registered Capital of Person Granted a License to be Derivatives Broker 05/11
terms as specified in the Notification of the Securities and Exchange Commission concerning determination of definitions of institutional and high net worth investors; “foreign collective investment