over a juristic person that is an existing shareholder of the business. The significant control shall include (1) holding of shares conferring 50 percent or more of the total voting rights in the
of the business. 5 Including securities which the reporting person deposits with other person(s) or has other person(s) hold on his behalf. 6 In case of complex shareholding structure of the reporter
juristic person that is an existing shareholder of the business. The significant control shall include (1) holding of shares conferring 50 percent or more of the total voting rights in the immediate holding
the business, held by A, B, C, D, and E as well as persons under Section 258 of the foregoing persons8 ) A (Acquirer) B (Company Name) C (Company Name) D (Company Name) E (Company Name) 1 "Person in the
calculated based on the total number of voting rights of the business. 5 Including securities which the reporting person deposits with other person(s) or has other person(s) hold on his behalf. 6 In case of
simply notifies the SEC of the outsource activities at least 15 days in advance. In case of outsourcing to any other person, business operator is required to seek the SEC approval and outsourcing
) dealing in securities as specified in (3); (3) underwriting of securities as specified in (3). “applicant” means person applying for securities business license under this Ministerial Regulation
service providers relating to derivatives as specified in the notification of the SEC. “derivatives broker” means any person who, in the ordinary course of business, engages or holds himself out to the