The Office of Securities and Exchange Commission (SEC) is considering amendments to the laws administered by SEC in order to increase the efficiency of law enforcement. The Agency proposes to
Section 244, and liable to the penalties under Section 296, Section 296/1 and Section 296/2 of the Securities and Exchange Act B.E. 2535, in conjunction with Section 83 of the Penal Code. The four
Limited (BSEC) based on nonpublic information he had known by virtue of his working positions. Following a referral from the Stock Exchange of Thailand (SET), the SEC?s further investigation has revealed
false or intended to mislead other persons about the financial condition or the share price of MLINK, now renamed as Ferrum Public Company Limited (FER). Following a referral from the Stock Exchange of
Industry Public Company Limited (UMI) shares, namely (1) Ms. Paweena Laowiwatwong, (2) Mrs. Punnaporn Laowiwatwong, (3) Ms. Warunya Laowiwatwong, and (4) Mr.Trairath Treeratpant.Following the Stock Exchange
No UN/SET/HO/A61/011503 15th January 2018 Subject: Clarification of the Connected Transaction in the company’s asset disposal Attention: President of the Stock Exchange of Thailand Unique Engineering
www.ucity.co.th (-Translation-) Ref. No. U.SET 004/2020 31 March 2020 Subject: Acquisition and Disposal of Ordinary Shares in Joint Venture Companies To: The President The Stock Exchange of Thailand U City Public
MANAGEMENT HOLDING COMPANY LIMITED Acquisition Stock 1.9128 5.5499 7.4628 06/06/2022 44.4471 5.5499 49.9971 246018822206-1 GPSC PTT PUBLIC COMPANY LIMITED Acquisition Stock 22.8099 8.9077 31.7176 03/12/2020
business and digital asset license Quarter 4/2024 3 Number of securities companies 2024 4 Numbers of Companies Holding Securities Business, Derivatives Business Licenses ,Trustee Business and Digital Asset
Bangkok, September 10, 2014 - The SEC sanctioned five former capital market personnel of RHB OSK Securities (Thailand) Plc., where {A} was barred from holding any securities company management