documented workers. This could reduce the chance of provident fund dissolution and liquidation, which could impact 1.3 trillion baht investment in the capital market. Furthermore, the proposed amendment aims
Securities; (2) Notification of the Capital Market Supervisory Board concerning Offer for Sale of Debt Securities of Thai Government Agency; (3) Notification of the Capital Market Supervisory Board concerning
’ awareness and implementation of sustainability. In a longer term, the Map will help build a sustainable capital market ecosystem in accordance with the SEC Strategic Plan 2022-2024 and the 20-year National
from investment scams via various new forms and channels. In this regard, the SEC has observed a persistent trend of investment scams related to the capital market, with scammers often using online
. ** The two notifications above contain regulations that are overlapping with those contained in the following notifications: (1) Notification of the Capital Market Supervisory Board No. Tor Thor. 35
Ms. Ruenvadee Suwanmongkol, SEC Secretary-General, said: “As a capital market regulator, the SEC recognizes the importance of encouraging sustainable and responsible investment and it is the capital
, Clause 38, Clause 43(3), and Clause 44 of the Notification of the Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems and
Capital Market Supervisory Board concerning Rules on Personnel in the Capital Market Business. Clause 24 In cases where an intermediary being a distribution channel of any government bond or bond guaranteed
requirement by the Bank of Thailand with the capital adequacy ratio as of end of March 2021 at 16.75%. For Capital market business, the market share (SET and mai excluding proprietary trading) of Kiatnakin
Capital Market Supervisory Board No. TorLorThor. 8/2557 Re: Rules on Personnel in the Capital Market Business ____________________________ By virtue of Section 16/6 and Section 113 of the Securities and