Suwanmongkol added.The cooperation arrangements set out in the MoU come into effect today, save for the mutual recognition of funds scheme which both regulators will endeavour to take all actions necessary to
the regulations related to inbound and outbound fund offerings to cover cross-border offerings of funds under the HK-TH MRF scheme as well. In essence, a mutual fund approved for establishment and
information of the employee stock option programme for the benefit of directors, management and employees of BBGI Company Limited (“BBGI”) and its subsidiaries (the “BBGI ESOP Scheme”) The Board of Directors
MergedFile Page 1 of 5 Form 69 – CIS full Checklist for Registration Statement for an offer for sale of units of foreign collective investment scheme Form 69 – CIS full [ ] 1. Fund Fact Sheet
Futures Co., Ltd. The SEC's finding indicated that he had falsified documents by signing the documents on behalf of the client and made copy of client's identification card to obtain a gift voucher. When
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A New Year Gift 2023 to the public, “SEC Crypto Academy” is designed as an online channel for the public to learn fundamental knowledge on digital assets, gain a better understanding of risks related
. receiving a gift or other benefits from the client , servicing person or any person; 3. having a trading account of and investing in capital market products belonging to directors, executives and other
. prohibited action possibly constituting conflicts of interest, especially the actions as prescribed in Clause 16 unless it is an action allowed by [other clauses of] this Notification; 2. receiving a gift or