(UNOFFICIAL TRANSLATION) Codified up to No.9 As of 20 February 2017 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for
characteristic of capital market business personnel. SEC has therefore revoked his approval as investment consultant for plain instruments** and prohibited him from performing duties as capital market business
responsibility and professional due care in contravention of Clause 23(2) and to have possessed a prohibited characteristic according to Clause 31(1) of the Notification of the Capital Market Supervisory Board
The prevention and management of conflicts of interests in investment management businesses is one of SEC’s important strategies because business structure in Thailand is characteristic of
of Appointing Independence Director of Derivatives Intermediary before this Notification TRANSLATED VERSION As of June 3, 2014 Readers should be aware that only the original Thai text has legal force
before this Notification TRANSLATED VERSION As of June 3, 2014 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference.ะกาศตาม 2
that only the original Thai text has legal force and that this English trans submit information and documents evidence as per the form and procedures provided in the Office’s electronic work system, and
"strength ownership" OR "strength control" OR "force ownership" OR "force control"&wt=json&indent=true&facet=true&facet.field=key_filetype&facet.field=key_sitemap&facet.field=system_name&facet.field
https://publish.sec.or.th/nrs/4003pe.doc Readers should be aware that only the original Thai text has legal force and that this English trans Services Related to Mutual Fund and Private Fund Management