client’s asset which is under the following rules: (a) in case the client’s assets have been in custody of the intermediary, the administrative system shall be provided adequately in order to protect the
35, Section 36, Section 45, Section 48 and Section 50 of the Constitution of the Kingdom of Thailand so permit by virtue of law, the Securities and Exchange Commission hereby issues the following
48 and Section 50 of the Constitution of the Kingdom of Thailand so permit by virtue of law, the Securities and Exchange Commission hereby issues the following regulations: Clause 1 The following
Central Securities Depositories dated 3 August 2016, the SEC Office hereby issues the following regulations: Clause 1 In this Notification: “parent company” means (1) a juristic person holding more than
Office hereby issues the following regulations: Clause 1 In this Notification: “parent company” means: (1) a juristic person holding more than fifty percent of the sold shares of the derivatives clearing
Securities and Exchange Act, B.E. 2535 (1992), the Capital Market Supervisory Board hereby issues the following regulations: Clause 1 This Notification shall come into force as from 1 June 2016. Clause 2 The
Establishment and Management of Funds (No.4) dated 24 April 2007, the Office of the Securities and Exchange Commission hereby issues the following regulations: Clause 1. The Notification of the Office of the
Securities and Exchange Commission hereby issues the following regulations: Clause 1. The Notification of the Office of the Securities and Exchange Commission No. SorKhor/Nor. 7/2551 Re: Rules, Conditions and