clients’ trading order information, which could potentially be used for the benefit of the operator itself or its related persons; (2) Revising the financial reporting standards applicable to
, some brokers issue margin loans at a high proportion compared to their financial position, while many other brokers concentrate their margin loans in a limited number of clients and collateral
financial problems or lack of liquidity and has been approved by the SEC. (2) Subordinated debt, qualified by the former definition and issued before or on the effective date of the amendments, can be
be associated with business operators' license and thus may have a risk that affects business operators' financial position or service system as well as investors’ benefits and confidence in the
Directors in five key areas, namely (a) business or marketing strategies, (b) risk management, (c) information technology, (d) business law, financial law and capital market law, and (e) international
) Regulatory sandbox: revising the definition of securities businesses to include an emerging business model that uses financial technology to experiment and offer innovative products and services to investors
Management Service is a financial service to support the financial management that is convenient and fast. It also reduces paper work and management costs while increasing efficiency in business management
information of the ICO projects are 4 adequately disclosed in the white paper so that investors can make a well-informed investment decision, minimum disclosure requirements covering aspects depicted below
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