Rules, Conditions and Procedures for Operational Control in Underwriting of Securities (No. 2)

Rules, Conditions and Procedures for Controlling Operation of Securities Underwriting (No. 3)

Providing Compliance Unit of an Intermediary

Rules, Conditions and Procedures for Establishment and Management of Carbon Fund

Issuance and Offer for Sale regarding Units of Real Estate Investment Trust

Rules on Managing Derivatives Investment by Registered Derivatives Investment Management Company

Rules, Conditions and Procedures for Disclosure of Financial and Non-financial Information of Securities Issuers (No. 4)

Provisions relating to Offer for Sale of Shares Issued by Foreign Company in the Manner of Private Placement

Custody of Clients’ Assets by Securities Companies (No. 4)

Filing of Registration Statement for Securities Offering