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e-service Online Submission See canceled document Marketing >> Code of Conduct Type Title Section See Document Status Notified Date Effective Date 1. Act Securities and Exchange Act 2535 113 12
(Synopsis) 03/08/2009 01/09/2009 5. Notification of the Office of the Securities and Exchange Commission SorThor. 3/2553 Preparation and Maintenance of Information Relating to Derivatives Trading (Synopsis
Maintenance of Financial Condition of Licensed Derivatives Broker 29/12/2017 16/01/2018 2. Notification of the Office of the Securities and Exchange Commission SorThor. 19/2554 Report on Trading of
. Notification of the Office of the Securities and Exchange Commission Sor Thor. 15/2558 Rules in Detail related to Proprietary Trading of Intermediaries 07/04/2015 16/05/2015 2. Notification of the Office