Bangkok, Jul 14, 2014 ? SEC Secretary-General Vorapol Socatiyanurak revealed that the Capital Market Supervisory Board has approved the revisions of rules on filing for equity offering by Thai

regulators to make a strong contribution to the successful implementation of cross-border equity offering and DR with the aim of allowing issuers from both Cambodia and Thailand to list or make an offer of

types of securities business license, namely (1) Type E Securities Business License* for equity instruments, and (2) Private Fund Management License. The proposed amendment aims to increase choices of

Some business operators wish to provide services of specific securities business, for example, brokerage,  dealing and underwriting of equity instruments or private fund management, but are unable to

case of REITs and Infra Trusts, a trustee must notify the trust manager of their resignation not less than 90 days in advance. The trust manager must notify the public by Electronic Company

Bangkok, June 4, 2015 - The SEC suspended {A} and {B}, an equity investment consultant and a capital market investment consultant respectively, for failure to keep complete record of securities

– Equity 2, delivered a lecture on “Preparing for a Secure Retirement” at Chiang Mai University, Chiang Mai Province.(22 August 2024) Ms. Unchalee Prapasirisin, Senior Officer of the Corporate Finance

benefit from realization of investment in associated company by equity method.  {A}'s action was deemed as using inside information in such a way as to take advantage of other persons in violation of

Presently, the digital asset business operators are required to hold shareholders’ equity as a minimum capital requirement to assure their sufficient capital for continuous business operations

for Establishing Branch Offices of Intermediaries dated 26 June 2013). Details Yes No 4.1 Maintenance of net capital or shareholders' equity: (a) In case of intermediary subject to the net capital rules