(Form 59) in accordance with the SEC’s regulations, as his spouse had conducted a transaction involving ARROW securities on 28 August 2020.. However, Mr. Lertchai failed to prepared and disclosed the
in securities holdings (Form 59) in accordance with the SEC’s regulations, as his spouse had conducted a transaction involving ARROW securities on 7 July 2020. However, Mr. Tanon failed to prepared
2026), the SEC has determined that the matter does not constitute a case involving special necessity or urgency as prescribed by law. Accordingly, the SEC has extended the public hearing period to 30
Center (PCT). The meeting discussed the operational approaches of the Anti‑Cyber Scam Center in addressing mule accounts, including cases involving the use of securities companies to channel or transfer
, namely: Mr. Jittkasaem Kunchayangkul, Mr. Kasaemson Kunchayangkul, Mrs. Luckana Jantem and Miss Supaporn Saikham, and involving in financial transaction concerning the trade of EARTH share and EARTH-W4.
(Form 59) in accordance with the SEC’s regulations, as he had conducted a transaction involving the transfer of SPI shares from his father on 31 May 2022. However, Mr. Phiphop failed to prepare and
(Form 59) in accordance with the SEC’s regulations, as he had conducted a transaction involving the sale of KSL securities on 15 June 2022. However, Mr. Sukhum failed to prepare and disclose the report
accordance with the SEC’s regulations, as he had conducted a transaction involving the sale of ASW warrants on 30 May 2022. However, Mr. Suchet failed to prepare and disclose the report (Form 59) to the SEC
The SEC has found numbers of cases of online fraudulent actions involving the unauthorized use of names, logos, executive or staff images of the SEC, the capital market business operators as well
the athletes participating in the Thai Securities Companies Association (TSCA)’s Broker Badminton Championship 2024 to compete for the royal trophy under the patronage of HRH Princess Maha Chakri