? account to authorize securities transfers to the accounts of her related persons. In so doing, she filled in her own telephone number on the securities transfer form as the transaction confirmation number
transactions, and review the total balance in the confirmation document sent from the responsible asset management company. In any case, investors should not leave their fund passbooks and savings passbooks with
the client. They admitted that {A} contacted the client and made trading order confirmation via phone by herself. {B} and {C} neither met or contacted the client nor received or confirmed any trading
out Transaction Confirmation of Clients _______________________ Clause 25 After a client has made a decision for investment or entering into a transaction, an intermediary shall report or inform the
ensure that no securities trading transactions of clients shall be revised in violation of or inconsistent with the specified methods and procedures. Chapter 5 Sending out Transaction Confirmation of
Discussion and Analysis for 3rd quarter ended as of September 30, 2015 (SEC to edit) Attention: President The Stock Exchange of Thailand AI Energy Public Company Limited (AIE) would like to submit the company
Discussion and Analysis for 2nd quarter ended as of June 30, 2015 (SEC to edit) Attention: President The Stock Exchange of Thailand AI Energy Public Company Limited (AIE) would like to submit the company and
Discussion and Analysis for year 2014 as of December 31, 2014 (SEC to edit) Attention: President The Stock Exchange of Thailand AI Energy Public Company Limited (AIE) would like to submit the company and its
Discussion and Analysis for year 2015 as of December 31, 2015 (SEC to edit) (2nd Revision) Attention: President The Stock Exchange of Thailand AI Energy Public Company Limited (AIE) would like to submit the