with respect to providing information or documentation relating to investment objectives, client levels of understanding and experience in trading derivatives; together with the provisions of Clause 23
eligibility for exemption of tax on interest income of savings account and return on deposit in accordance with Islamic Shariah principles in amounts of up to Baht 20,000 from all accounts during a tax year
Financial Position Unit: Baht million June 30, 20 Mar 31, 20 % Change Cash and cash equivalents 1,359 965 40.8% Current investments 2,420 2,330 3.9% Trade accounts receivable and other receivables 954 1,351
due to an increase in Allowance for doubtful accounts of Baht 10.0 million resulting from liquidity problem of one major accounts receivable, whereas there was no such transaction in 2017. The interest
accounts of Baht 10.0 million resulting from liquidity problem of one major accounts receivable, whereas there was a reversal of Baht 1.0 million in Q2/2017. In addition, there was an increase of reduction
together with evidentiary documentation in accordance with the procedures and methods specified in the Licensing Manual for the Public: (1) consisting of at least fifteen securities companies; (2) the group
evidentiary documentation in accordance with the procedures and methods specified in the Licensing Manual for the Public: (1) consisting of at least fifteen securities companies; (2) the group of securities
. Moreover, outward funds transfer limit of retail investors is abolished, and criteria related to documentation have been streamlined to ensure greater flexibility, such as no documentary evidence required
Following a TMB report on clients’ complaints and SEC’s further investigation, it was found that during 27 July 2015 – 5 June 2017 Nuchanart (1) withdrew money from her clients’ bank accounts