lead to unfair treatment of investors, or the investors may not obtain correct or sufficient information to support their investment decision making; (5) the operation of the mutual fund is inconsistent
application is received with correct and complete related documents and while the consideration for the renewal under the second paragraph is in process, the Office may order the registered person to revise its
after such application is received with correct and complete related documents and while the consideration for the renewal under the second paragraph is in process, the Office may order the registered
client of the operation according to (a); (c) Disclose the repurchase price to the client; (d) Ensure that responsible staff provides correct information to the client; (3) Provide service for client
securities company; (b) Promote or publicize to the client of the operation according to (a); (c) Disclose the repurchase price to the client; (d) Ensure that responsible staff provides correct information to
requisition together with evidence of notice to the inquiry officer. When the asset trustee ensures that such evidence is correct, the asset trustee shall issue a new sukuk certificate to the sukuk holder
with the potential for fraud and measures that the company establishes to prevent or correct the frauds. 8.4 The company communicates to all employees to understand and comply with the policies and
by the Office. In this regard, any information submitted by the applicant (Translation) - 7 - to the Office, both in printed and electronic forms, shall contain the correct and consistent content