Application for and Approval of Offer for Sale of Newly Issued Share Warrants and Underlying Shares

Rules, Conditions and Procedures for the Approval of REIT Manager and Standard Conduct

Approval of Appraisal Company and Lead Appraiser Contributing [Asset Evaluation] for Capital Market Transaction

Application and Approval for Offering of Newly Issued Underlying Shares for Transferable Subscription Rights

Approval for Undertaking Derivatives Business in the Category of Derivatives Brokerage Limited to Precious Metals Derivatives

September 2013, Mr. Siwasit Sainumphung colluded with the five persons above to use several trading accounts to trade YCI shares in concealment and on a continuous basis to mislead the public into believing

nor given an SEC approval, to oversee company policies including the monitoring of day-to-day operations and had failed to observe the company’s charter of the board of directors in relation to

. Notification of the Office of the Securities and Exchange Commission No. Sor Shor. 39/2553 Re: Approval of Auditors in the Capital Market _________________________ Whereas Section 61, Section 89, Section 106

Commission Re: Guidelines for Application and Approval for Appointment of Person to be Director or Manager of Securities Company B.E. 2553 (2010) _________ Whereas the first paragraph of Section 104 of the

continuous demeanors, etc. Clause 29 In order to ensure that the exercising discretion of the SEC Office is transparency and due process, prior to notifying suspension or revocation order of approval of an