consultants are not allowed to make investment decisions for investors, no matter if the investors give a consent or not, and they have to perform professional duties with loyalty and integrity at all times

their profession duties with loyalty* by making unauthorized investment without client’s permission, and order or consent on making fake documents. While {B} failed to properly discharge his

of the Department of Special Investigation, the Governor of the Bank of Thailand and the Secretary-General of the SEC. With consent of the Civil Penalty Committee to commence the civil penalty

and the joint commission of, or consent to, the making of false entries in the accounting records and documents of STARK and its subsidiaries. The SEC therefore considered that the actions of Mr

information is accessible by the mutual fund management company. Disclosure of the information under paragraph one shall be made within 15 days from the last business day of each month, or, in the case of

ready as an accessible platform for people of all ages to achieve their goals. We invite interested businesses to join us as we continue our activities under this Initiative throughout the first quarter

ranges of tools. We believe that this regulatory revision will significantly advance the soft power industries by making funding sources more accessible. This is one of the essential mechanisms that will

analysis to provide appropriate services that are accessible and suitable for investors’ needs. SEC has also launched the Wealth Tech Project using robo advisor and/or AI for investment analysis and

development in five key areas as follows: 1. Wealth Advice for All: To support providers of financial advice and financial planning in delivering accessible and good quality services to the public, and to

system will be reinforced.  Strategic Direction 2 Capital market accessible to all (Accessibility), in which all parties concerned can make use of the market for their needs. Strategic Direction 3