Contact who is also authorized to analyze value or suitability of trading or investing in securities and Category B Investor Contact who is not authorized to analyze value or suitability of trading or
would like to explain and analyze the operating results that have changed for Quarter 3 Ending 30 November 2019 with the following details: Unit : million baht Statement of financial position for the 3
increase training programs for the analysts on the techniques to identify suspicious transactions in the financial statements presumed to be falsified, leading to the ability to analyze abnormalities in
regulations under Chapter 4; (5) submission of evidence to confirm clients’ transactions shall comply with the regulations under Chapter 5; (6) provisions of communications and services related to any capital
balance, and shall confirm the transfer of money or assets in and out of the fund. There shall be system to issue and send the reports on asset flow of the fund to the clients regularly and in appropriate
report the investment position, the flow of assets, rights and dividends received from the investment, and accrual/payable balance, and shall confirm the transfer of money or assets in and out of the fund
information. You may withdraw your consent at any time by taking the following steps: Press the unsubscribe button from the emails of the SEC Office; Check the email address; Press the Confirm button to
examination of the working paper and the audit quality control system and specify the list of working papers to be examined; - On-site inspection, notify and confirm the issues found verbally; - Consider the