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and Exchange Commission No. KorThor. 61/2543 Re: Rules, Conditions and Procedures for Operational Control in Securities Underwriting _____________ By virtue of Section 14 and Section 116 of the

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bond mutual funds The draft regulation prescribes that unrated bonds and high yield bond mutual funds can only be sold to (1) institutional investor, for instance, commercial bank, securities company

investor base for Thai securities company,? said SEC Secretary-General Vorapol Socatiyanurak.An offer for sale of ASEAN CIS among ASEAN countries is part of the operational plan for an integral ASEAN market

http://www.sevenup.co.th Tel. 0-2741-5700-5 / Fax 0-2741-6878 / Company Tax ID : 0107545000021 No. 7UP 049/62 September 18, 2019 Subject: Notification for Resolution of Board of Director's Meeting No. 11