or the failure to give instruction which is duly required to be performed. SEC Act S.300 in conjunction with 81 Settlement Committee Meeting No. 3/2024 Settlement Committee Order No. 34/2024 Dated

Market Supervisory Board. SEC Act S.56(2) Settlement Committee Meeting No. 3/2024 Settlement Committee Order No. 27/2024 Dated 13/05/2024

statement within the period specified by the notification of the Capital Market Supervisory Board. SEC Act S.56(3)(4) Settlement Committee Meeting No. 3/2024 Settlement Committee Order No. 27/2024 Dated 13

failure to give instructions which is a duty required to be performed. SEC Act S.300 in conjunction with 56(2) Settlement Committee Meeting No. 3/2024 Settlement Committee Order No. 28/2024 Dated 13/05

Committee Meeting No. 3/2024 Settlement Committee Order No. 28/2024 Dated 13/05/2024

business. SEC Act S.133 Settlement Committee Meeting No. 3/2024 Settlement Committee Order No. 40/2024 Dated 13/05/2024

for their own benefit or others. SEC Act S.133 Settlement Committee Meeting No. 3/2024 Settlement Committee Order No. 40/2024 Dated 13/05/2024

Settlement Committee Meeting No. 3/2024 Settlement Committee Order No. 38/2024 Dated 13/05/2024

compliance unit (Head of Compliance) However, KWI appoint the highest level responsible person in the compliance unit on 5 September 2023. SEC Act S.113 Settlement Committee Meeting No. 3/2024 Settlement

on 3 October 2023. SEC Act S.113 Settlement Committee Meeting No. 3/2024 Settlement Committee Order No. 37/2024 Dated 13/05/2024