foreign currencies are expanded to cover more investment products; units of foreign collective investment scheme, for instance.The consultation paper is available on www.sec.or.th. Stakeholders and
illegal or inappropriate business; (2) Allowing borrowing of up to 50 percent of the total asset value of the scheme (compared to 10 percent for property fund); (3) Imposing an investment limit of 50
, units of ASEAN collective investment scheme (ASEAN CIS) will be added as permissible securities. The revision, to become effective by November 2014, aims at supporting competition among business
investment scheme. “home regulator” means a regulator who has the authority to supervise collective investment schemes or CIS operators. “securities company” means a securities company that obtains the
have committed predicate offences or money laundering offences under the Thai or foreign laws, including their associates; (2) list of name of politically exposed persons (PEPs), either Thai or foreign
information: (1) list of name of persons who have committed predicate offences or money laundering offences under the Thai or foreign laws, including their associates; (2) list of name of politically exposed
SEC Secretary-General Ruenvadee Suwanmongkol said: “SEC recognizes the importance of social sharing and support for the community. The launch of the Pantry of Sharing Scheme today is part of the
SEC Secretary-General Ruenvadee Suwanmongkol said that she has signed the notification on Detail of the Mutual Fund Scheme for Establishing the Super Savings Fund (SSF) which has the policy
} was found colluding with other persons to trade RICH shares through 15 related persons? securities trading accounts during May 10 - July 31, 2007. The scheme had considerable impact on RICH share price