mutual fund had been given an approval by the Office in accordance with the rules, conditions and procedures as specified in the notification of the SEC.
Rules on Application for and Granting of Approval to Undertake Trust Business (No. 2)
Re: Application and Approval for Offer for Sale of Structured Notes
Re : Application for and Approval of Offer for Sale of Newly Issued Debt Securities
Rules on Application for Obtaining an Approval and Granting to Establish Branch Offices of Intermediaries
Approval of Auditors for Offering of Securities that are Debt Instruments issued by Foreign Juristic Person
Approval for Undertaking Derivatives Business in the Category of Derivatives Brokerage Limited to Precious Metals Derivatives