) Notification of the Office of the Securities and Exchange Commission No. Sor Nor. 1/2554 Re: Verification and Announcement of Qualified Units of Foreign ETF and Application for Allotment of Foreign ETF Units
decision to invest. Clause 8/1 In case of any of the following characteristics, the SEC Office would render a waiver on certain rules under this Notification in deliberating an application or may not apply
Section 7 and the fourth paragraph of Section 90 of the Securities and Exchange Act B.E. 2535 which contains certain provision relating to the restriction of rights and liberties of persons which Section 29
, the Office may waive certain rules of this Notification in considering an application or may not apply certain conditions of this Notification to an approved offer for sale of warrants and underlying
category of derivatives dealer in its home country where it is subject to an official supervision or a derivatives trading regulator whose regulation on certain derivatives business is equivalent to those
business in the category of derivatives dealer in its home country where it is subject to an official supervision or a derivatives trading regulator whose regulation on certain derivatives business is
(2008) and Section 109 of the Securities and Exchange Act B.E. 2535 (1992) which contain certain provisions relating to the restriction of rights and liberties of persons which Section 29 in conjunction
certain provisions relating to the restriction of rights and liberties of persons which Section 29 in conjunction with Section 33, Section 34, Section 41, Section 43, Section 44 and Section 64 of the
of any of the following circumstances, the SEC Office may grant a waiver on certain rules under this Notification in deliberating an application or may not apply certain conditions under this